Handbook

Photo of Dotmocracy Handbook inside
The Dotmocracy Handbook is a complete set of guidelines for facilitating the Dotmocracy large group decision-making process.

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Alternatively, you can browse the web pages below, which includes most of the text from the PDF version, although not the photos and graphics.

 

 

What is Dotmocracy?

Have you ever taken part in a decision-making meeting with many people and felt frustrated with the lack of progress?

Have you ever attended a forum or workshop where dozens of people brainstormed a long list of ideas, but there was no sensible way to collectively prioritize all the results and recognize the best suggestions?

I created Dotmocracy and the Dotmocracy Handbook to provide a solution for these kinds of challenges.

Dotmocracy is a transparent, equal opportunity, and participatory large group decision-making tool.

Dotmocracy is a simple method for recognizing points of agreement among a large number of people. Participants write down ideas on specially designed paper forms called Dotmocracy sheets and use pens to fill in one dot per sheet, recording their levels of agreement. The result is a graph-like visual representation of the group's collective opinion.

Compared to surveys, voting, or typical meeting formats, Dotmocracy provides unique and valuable opportunities. In a Dotmocracy process, every participant can simultaneously present his or her own ideas anonymously in writing. The level of popular support for each idea can be quickly and accurately discovered through the dotting process. Feedback comments for each idea can also be recorded.

Dotmocracy helps people quickly recognize their collective preferences, which can then lead to the crafting of popularly supported plans.

Dotmocracy can be used within large meetings, conferences, and forums, and also outside of meetings through the use of Dotmocracy walls. Along with the Dotmocracy sheets, there are also prescribed steps, and rules and requirements that help to ensure the results of a Dotmocracy process are reliable and constructive.

Dotmocracy has also been proven to:

The Dotmocracy process is fun and takes only minutes to learn and apply. 

To start using Dotmocracy download, print and copy blank Dotmocracy sheets and read the Dotmocracy Handbook.

Features

Features of the Dotmocracy Process

Open-ended and Measurable

Surveys and polls are excellent at recording quantitative levels of agreement on multiple choice questions, but lack the option for respondents to pose their own suggestions for polling. Open discussions are great for sharing ideas and perspectives, but are difficult to objectively report on clear outcomes, especially in groups of large sizes. Dotmocracy sheets provide measurable results, like a survey, while remaining open-ended and deliberative, like a discussion.

Transparency through Simplicity

The obvious agreement scale is simple enough for a child to use and interpret, yet is sophisticated enough for scientists. Decision-makers can read and reference completed Dotmocracy sheets to help them create plans to match and address popular opinions. Announced decisions can be compared against Dotmocracy results to see if they match the expressed will of the people.

Results that can be Compared and Confirmed

The standard process and format of the Dotmocracy sheet allows for easy comparison of results between different sessions. The same ideas can be posted for dotting among different groups, or within the same group on different dates. Similarities in dotting patterns on the same ideas can help confirm and reinforce results, while differences in dotting can raise important questions for further investigation.

Unlimited Potential of Ideas and Participants

With a surplus of Dotmocracy sheets, there is no limit to the number of people that can participate, or the number of ideas they can write down. With all participants dotting at the same time, the most popular of all ideas can be quickly discovered and celebrated. There is no expectation that all participants will dot every sheet; rather, a representative sample of participants will dot each sheet.

Affordable "Technology"

This paper-based ?technology? costs only pennies to use, while providing features and results comparable to expensive computerized idea rating systems.

Equal Opportunity by Design

At their heart, Dotmocracy sheets rely on the anonymous use of pens, not voices. Without having to speak or debate in front of a crowd, average people can find popular support for their ideas and recognize disagreements without fear of public criticism.

Judgments are made of the statements as they are written, not of the person who created them, or how they were spoken.

The ideas and opinions of the loudest, most confident speaker are given no more or less opportunity than those of the quietest and shyest person in the room.

Dotmocracy helps groups find agreements they likely otherwise would not have reached on ideas they might otherwise have never heard.

Supports Consensus Decision-making

Dotmocracy fits well within a consensus process that works towards finding the most acceptable option for everyone involved. It does this by promoting equal opportunity, open discussion, collaborative drafting of proposals, identification of concerns, and encouragement of idea modification.

Dotmocracy is Not Like Voting

In typical voting there are only a few fixed options to choose from, and the option with the most votes wins. In Dotmocracy, the options are not fixed. Instead, participants are invited to generate many ideas, and then use the agreement scale to recognize which ideas have the strongest united agreement and the least disagreement. It is then up to decision-makers to interpret the results and propose a plan that matches the expressed preferences of the participants.

Compared to voting, Dotmocracy is not as definitive in its results, but it is much more participatory, open-ended, and useful for understanding the collective opinions of people on a wide range of ideas.

Authentic Voice of the People

In traditional large meeting formats, the outputs are often a facilitator or reporter‘s notes based on their interpretations of the meeting‘s discussion. Any recorded quotes only capture individuals who speak up, without any way of acknowledging the silent opinions of other participants. Dotmocracy invites participants to write statements in their own words and then to collectively rate these ideas, to recognize which statements are most agreed upon. There is no restriction or intermediary between the participants and the dotting results.

Step-by-Step Process

The three main roles for people involved in a Dotmocracy process are:

 Facilitators:

Trained individuals who manage the process and remain neutral on the content.

 Participants:

The many people who take part in the process, contributing their ideas and opinions.

 Hosts: Representatives of the organization(s) that have sponsored the process and will be responsible for acting on the results

 

Below are the essential instructions for doing a proper Dotmocracy process.

1.  Learn about the issue.

Before starting a Dotmocracy process on a complex topic, education should be provided to the participants to ensure they are knowledgeable on the issue that will be addressed, e.g., distribute a primer booklet a few days ahead of time, or host an introductory lesson on the topic.

2. Present the issue and question(s).

The hosting group provides a preamble to introduce the issue at hand and the context in which it will be addressed. Post the key question(s) participants will answer through the Dotmocracy process.

A person poiting to preamble and questions posted on a wall 

3. Discuss potential answers.

In small groups, have participants brainstorm and deliberate potential answers to the posted questions. Invite participants to collectively and independently draft many ideas.
  People brainstorming ideas and making notes.

4. Write ideas on Dotmocracy sheets.

Participants clearly print idea statements Dotmocracy sheets. Sheets are usually either posted on a wall or passed around among participants.
  Proposals posted on a wall under posted questions.

5. Fill dots to record opinions. Write comments.

Participants read and consider the ideas and fill in one dot per sheet to record their opinion of each idea on a scale of “strong agreement”, “agreement”, “neutral”, “disagreement”, “strong disagreement” or “confusion”. Participants sign each sheet they dot and may choose to add brief comments.

  People filling in dots on sheets.

Repeat steps 3 through 5.

Participants review ideas, discuss comments and dotting patterns, and post new ideas to be dotted.

6. Report the results.

The end of the dotting process is announced. The sheets are collected and sorted by topic and/or level of agreement. All results are published, with the most popularly agreed-upon ideas celebrated and the important disagreements recognized.
  A written plan is presented as people celebrate the most popular ideas.

7. Announce a decision.

The hosting group authors a plan that selects, combines, prioritizes, and/or finds compromise among the popularly agreed-upon ideas, with minimal disagreement. The decision is publicized and the hosting group is held accountable to the reported results of the Dotmocracy process, in relation to the original preamble provided.

Graphic for Instruction Download

To get reliably useful results and to promote accountability, facilitators should follow the official Dotmocracy Rules & Requirements.

 

Download these instructions and the rules as a on page PDF

 

For more helpful suggestions Download the complete Dotmocracy Handbook.

 

 

Rules and Requirements

Rules

To facilitate a Dotmocracy session that is reliable, accountable, fair for all participants, and which promotes useful results, follow these rules:

  1. The official Dotmocracy facilitator(s) are authoritative and responsible for the Dotmocracy process, but maintain neutral opinions on the session‘s content.
  2. Each participant may only fill in one dot per Dotmocracy sheet.
  3. Participants must sign each sheet that they dot.
  4. Participants may dot as many or as few sheets as they please during the session.
  5. There are no changes to an idea's text inside the idea box once dotting has started on that sheet.
  6. Participants have the right to keep their dotting choices secret and their comments anonymous.
  7. A Dotmocracy sheet should only be removed from the dotting process by the official facilitator(s).

When a facilitator fails to follow these rules, it degrades the process. Just like in sport and law, rules promote fairness and reliability. The design of the Dotmocracy sheets, in combination with these rules, has been refined to ensure participants‘ ideas and opinions will be collected in a transparent, constructive, and accountable manner. Following these rules will help you to build trust with participants and observers in both the Dotmocracy process and in yourself as a Dotmocracy facilitator.

Required Posted Information

For each Dotmocracy session, the following information should be posted for all participants to easily read:

  1. The basic process instructions.
  2. The preamble and references to any related information materials.
  3. The question(s) to be addressed.
  4. An explanation of where and when a copy of the complete results will be accessible.
  5. A statement describing how the results will be used by the hosting organization(s).
  6. The hosting organization(s) name and contact details.
  7. The official facilitator(s) name and contact details.

Posting this information provides a consistent explanation about the session and who is responsible for it.

 

If you have suggestions for improving these rules and requirements, please post your comments below.

 

Approaches In & Outside of Meetings

Dotmocracy can be facilitated in many different ways, but the three main approaches are:

  1. In a meeting and focused

  2. In parallel with a meeting

  3. Outside of a meeting

Participants in small groups are focused on discussing and writing ideas in a meetingParticipants in small groups are focused on discussing and writing ideas in a meeting

In a Meeting and Focused

An entire meeting or portion of a meeting is dedicated to a focused Dotmocracy session, i.e. Dotmocracy is given significant time within a meeting agenda.   This is generally the preferred model and is the basis of the Step-by-Step Instructions.

Advantages

Disadvantages

Examples

Suggestions


Dotting ideas on a clipboard being passed around in parallel with a plenary presentation at a conferenceDotting ideas on a clipboard being passed around in parallel with a plenary presentation at a conferenceIn Parallel with a Meeting

Within a meeting or event a Dotmocracy process can be conducted in parallel with the main agenda. After a brief preamble early in the meeting, Dotmocracy sheets can be either circulated on clipboards or posted on a wall that is near to the meeting in progress. Participants silently write on the sheets while the main agenda items are addressed.

Advantages

Disadvantages

Examples

Suggestions


A Dotmocracy wall set-up in the hall during a three day conferenceA Dotmocracy wall set-up in the hall during a three day conferenceOutside of a Meeting

In this model the Dotmocracy wall is in progress for many hours, days or even without a planned end. Depending on what group of people the process is intended for, the Dotmocracy wall may be in an organization common space such as foyer, lunch room, or hallway, or may be in a public space such as public building, square or park. There may need to be facilitators present to manage the materials and encourage participation, although for experienced organizations, it may be mostly self-managed by participants.

Advantages

Disadvantages

Examples

Suggestions

Facilitators are encouraged to combine these three approaches, or possible invent other new models.  They key is to always follow the Dotmocracy rules and requirements to ensure reliable and legitimate results. Also see Factors That Can Improve a Dotmocracy Process

How to Use Dotmocracy Walls and Clipboards

Like any sheet of paper, Dotmocracy idea sheets require a hard and flat surface for being written on. In some cases tables, desks, binders or books may be used, with sheets either passed around for dotting or set out so participants can walk to each of them. A recommendation is to use:

A Dotmocracy wall being used a work team (note: the sheets are a little too high)A Dotmocracy wall being used a work team (note: the sheets are a little too high)Dotmocracy Walls

Setting up and using a designated Dotmocracy wall is quick and easy:

  1. Select a long wall with a smooth surface that is ok to use with masking tape, e.g. it won't peel off any paint.
  2. Make sure the wall is as clear as possible of any distracting posters, hanging or signs.  Remove obstacles such as chairs, tables or cabinets from in front of the wall.
  3. Post a sign saying "Dotmocracy" on the wall and post the required instructions, preamble and details in large font (see Rules and Requirements).
  4. Post Dotmocracy sheets on the wall in a line around average shoulder height.
  5. Invite participants to follow the step-by-step idea drafting and dotting process.

 

Tips:

Dotmocracy walls require the least amount of materials to prepare, don't take up any table space and can be effective at drawing a crowd to participate.


A Dotmocracy sheets on clipboards are passed around a workshop discussion tableA Dotmocracy sheets on clipboards are passed around a workshop discussion table

Clipboards

In a meeting of any size, clipboards with Dotmocracy sheets can be easily passed between many standing or sitting participants. Ideally there should be only one sheet per clipboard, because multiple sheets on a single clipboard decrease the potential for many people to dot simultaneously and may also cause ideas at the bottom of a collection of sheets to be dotted less often. Strong cardboard with an elastic band or two around it makes for an effective and affordable clipboard.

 

Clipboards on a Wall

Cardboard with elastic bands act as clipbaords, hung with paperclips on to a wire taped to a wallCardboard with elastic bands act as clipbaords, hung with paperclips on to a wire taped to a wall

Dotmocracy sheets on clipboards hung on nails, a taut wire, or placed on a ledge against a wall, can be easily moved around and changed. Such a set-up is very accessible: it can be easily used by people at any height and handed to people using wheelchairs or who need to is. This arrangement also allows pens to be used in a vertical position so the ink can flow readily. Pens can also be conveniently hung in envelopes on the wall.

 

Dotmocracy outdoors - the clipboards on a wire work well over a damp and rough wallDotmocracy outdoors - the clipboards on a wire work well over a damp and rough wall

Example Meeting Agenda

Below is an example generic agenda for a two hour deliberative forum that uses Dotmocracy to find group agreements.

  1. Welcome and Opening Remarks (5 min)
  2. Presentation on [Topic of Forum] (20 min)
  3. Present Preamble and Questions to be Addressed (5 min)
  4. Small Group Discussions and Drafting Ideas (30 min)
  5. Dotting, Discussing and Drafting Ideas (40 min)
  6. Highlight Key Results  (15 min)
  7. Next Steps & Closing Remarks (5 min)

As you can see, the majority of the time is given to the process of writing ideas, dotting them, discussing patterns and writing new ideas to be dotted.

Example of Posted Instructions

The following simple instructions could be posted on a Dotmocracy wall next to the preamble, questions and other required information about the session.

Dotmocracy Instructions

  1. Read a suggestion posted on a Dotmocracy sheet below, fill-in one dot to record your opinion, sign the sheet, and optionally add any comments.
  2. You may dot as many or as few sheets as you please.
  3. If you have new suggestions, clearly write each idea on its own Dotmocracy sheet and post them on the wall for dotting

 

 

While further instruction details could be given, I have found that these three points are often enough to get people fully participating.  Too much text and many people may be turned off from taking part, especially in a non-meeting situation.   Of course, the questions being addressed need to be the most prominent text posted on the wall, larger than the instructions.

If the Dotmocracy wall is very long you should post repeat copies of the instructions and other information every 5 meters (16 feet) or so.

Materials List

Below is an example list of materials required for conducting a Dotmocracy session in a meeting using a Dotmocracy wall with hanging cardboard clipboards.

Plan to have too many materials rather than not enough.  You will likely also need non-Dotmocracy meeting requirements, such as signage, name tags, tables and chairs, microphone and speakers, projector and screen, snacks, etc.

Factors That Can Improve a Dotmocracy Process

Here are some of the key variables that can help a Dotmocracy session produce most useful results.  Aim to maximize each of these points.
  1. Trust in the facilitation, sponsoring organization and fellow participants.

  2. Diversity of ideas.

  3. A large number of participants.

  4. Diversity of people.

  5. Education of participants on the issue.

  6. Quality information available about the issue.

  7. Participants have something at stake from the outcome.

  8. A cohesive spirit of co-operation and common aims within the group.

  9. Willingness to use the Dotmocracy process.

  10. A  high number and wide variety of well thought out proposals.

  11. Enough time time for in depth deliberation, reflection and reformulation of ideas.

  12. Providing opportunity and support for participants to recognize and discuss important patterns in the results.

  13. Multiple iterations of the process (i.e. multiple stages of repeating the learning-discussing-drafting-dotting process). Each stage reflects on previous results and learns from new investigations.

  14. A high number of repetitions of similar and related questions over time and within different contexts. Recognize the continuity and differences among results from different sessions.

  15. Trusted, knowledgeable and experienced people interpreting results and making the final decisions.

Each of these factors is rather subjective, but as one becomes more experienced at Dotmocracy facilitation it will become more apparent which factors need more attention depending on the situation.

Facilitation Tips

These points, in combination with your knowledge of the Dotmocracy process, and experience and skills with group facilitation will help you conduct an effective Dotmocracy process. Many of these points relate to an in meeting process, but are not exclusive to that model.

General

Producing a useful preamble

Authoring the right questions

Developing good ideas


Helping the dotting process

Interpreting results

Concluding with a clear plan for next steps


Why Dotmocracy sometimes gets abandoned, and how this can be avoided

Dotting in progressUsing Dotmocracy Sheets and the step-by-step Dotmocracy process to recognize agreements in large group meetings can be very productive, but it doesn't always work out that way.

On more occasions then I'd like to count, I've seen plans for a Dotmocracy process get abandoned in favour of a more traditional meeting format, sometimes during the late stages of event planning or even  during the actual workshop.  Why does it happen and how can it be avoided?  Here are a few examples based on my experience...

PROBLEM: Host realizes results could disagree with their own preferences or may not be realistic

WHAT TO DO:

  • Confirm host is truly interested in recognizing the real collective opinions of their participants, if not, then they should not be using Dotmocracy. 
  • If they are sincere, remind them that they should set reasonable expectations when explaining the instructions and that they don't have to necessarily act in accordance with participant agreements, they just need to respond to them. For example: A Dotmocracy event follow-up report might say "We recognized employees would like a 10% raise, but we cannot afford that right now because... What we can do instead is...". 
  • You may also modify the question being asked that sets lower expectations of direct outcomes, e.g. instead of "What actions should our organization do?" use "What action ideas should management consider?".

 

PROBLEM: One of the host representatives comes in late to the planning process and is skeptical of a "new" technique.

WHAT TO DO:

  • Provide them with a print copy of the Dotmocracy Handbook, to help show legitimacy of the process. 
  • Have other enthusiastic/authoritative host representatives speak in support of the Dotmocracy model,
  • Try framing the process as an "experiment" or "pilot", which sounds more inviting for alternative and innovation approaches.

PROBLEM: During a workshop participants rebel e.g. refuse to form break out groups or write ideas on Dotmocracy sheets

WHAT TO DO:

  • Make sure all the pre-event communications (e.g. invite, agenda, background materials) all clearly reinforce the format will include "small group work" or say "Dotmocracy" specifically. By default, people will usually assume the format is presentation followed by questions from the floor, and once the expectation is in place, it can be hard to get away from it.
  • Set the room up in small groups to start with.
  • Don't start taking any questions from the floor, as this can be hard to stop.  Instead, ensure resource people are included in every group or are available on request to answer questions for small groups.
  • Have the most trusted and respected members of hosting group request to move forward with Dotmocracy as planned.
  • If you suspect some participants are worried about being held accountable to their opinions in small group discussions (e.g. sometimes government staff are directed to listen and not express their opinions), remind them that ideas and dotted opinions are anonymous, and no one is required to write anything, although everyone is invited.
  • You can try to explain to participants the benefits of Dotmocracy (e.g. equal opportunity; every voice gets heard; clearly recognize levels of agreement; record comments on each other's ideas), although I have not found this to be too successful once the participants have started to rebel.
  • You could try to say that the hosting organization has agreed to respond to the results of a Dotmocracy process, and that they may not be prepared to address questions and comments from the floor, but I don't think this would be well received and could erode trust.

In the end, sometimes you just need to give in and default back to more traditional meeting formats, like group discussion with note taker.  There will always be other opportunities.

To help plan your next Dotmocracy session, refer to the Dotmocracy Handbook, available from Amazon.com

I would be most curious to learn what your experiences have been with getting Dotmocracy adopted (or not). Send me your stories, suggestions and tips.

Good luck with your dotting!

Sincerely,

-Jason Diceman

 

Metrics - Measuring Outcomes

Beyond the actual results and content of a Dotmocracy session, there should be critical review of how the session was conducted to check the legitimacy of the results.

Some key questions to investigate:

 

Providing answers to these kinds of questions may be useful for including in reports to the hosting organization and critical observers of the process.  Insights from these answers can also inform the planning of better future sessions.

Agreement Score Equation

DRAFT - IN PROGRESS

People should generally be able to sort through results visually recognizing which sheets have the most agreement with minimal disagreement.  To make the process more objective and rigorous you could possibly apply an "agreement score" algorithm that produces a single comparable score for each posted idea.  Below is one possible algorithm that could be applied.

To be scored a sheet must have a minimum of 15 total dots (& signatures) or 2/3 the number of participants if less than 22 total participants.

Add each of the following:

(# of strong agreement dots / total dots) x 30
(# of agreement dots / total dots) x 20
(# of neutral dots / total dots) x 10
(# of disagreement dots / total dots) x -30
(# of strong disagreement dots  / total dots) x -40

= AGREEMENT SCORE

The sum would give an absolute score that favors those ideas with the most agreement and least amount of disagreement.  But I'm still not sure what to do about "Confusion" in the scoring, nor if the total number of dots should a factor in the total score.